Notice Requirements

Participants must be provided fee disclosures annually, within 14 months of when their prior notice was distributed. One participant fee disclosure will come from ARS, and one will come from your investment company. ARS will automatically send a new annual participant fee disclosure to you each year. You do not need to intiate it. Each investment company has a different process for their participant fee disclosure distribution. Call them to confirm their process.

Annual Notices relative to safe harbor provisions, automatic enrollment provisions and qualified default investment alternatives (QDIA) are required, if applicable to your retirement plan.

More Reminders